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Companies raising capital / Financial

Financial services companies raising private capital

In the four weeks to October 14, 2026, 49 US financial services companies filed a Form D, reporting $495 million raised so far.

16financial services filings a week
$495Mraised so far, last 4 weeks
26first-time filers

Per week

  1. 10Sep 24–Sep 30
  2. 15Oct 1–Oct 7
  3. 24Oct 8–Oct 14

By state

The latest filings

FiledCompanyIndustryCityRaised so far
Oct 14First Central Bancorp, Inc.FinancialGlen Cove, NY$15 million
Oct 14Asset Management Fidelity CorpFinancialCasper, WYNot yet
Oct 14Redstart Holdings Inc.FinancialChicago, IL$2.5 million
Oct 141811 Hampton LLCFinancialNew York, NY$1.1 million
Oct 141006 Brandon, LLCFinancialNew York, NY$899,000
Oct 141414 Hampton, LLCFinancialNew York, NY$899,000
Oct 14Prairie Capital Holdings, Inc.FinancialOakbrook Terrace, IL$199,987
Oct 142GenPen Inc.FinancialMorristown, NJ$50,000
Oct 14Cahero Korva Holding LLCFinancialMiami, FLNot yet
Oct 14Cahero Nytra Holding LLCFinancialMiami, FLNot yet
Oct 13PBI Holdings, Inc.FinancialOmaha, NE$54 million
Oct 13Private Financial, Inc.FinancialGainesville, GA$33 million

Funds, SPVs and real-estate deals are left out; executives and other people on the filing are never included. Subscribers also get each company's phone, investors, revenue range and a link to the filing.

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Source: SEC EDGAR Form D filings. A company files within 15 days of its first sale of securities. Last filing in this data: October 14, 2026.

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